Alternative Trading Systems

Results: 286



#Item
131Financial system / Canadian securities regulation / Canadian Securities Administrators / Autorité des marchés financiers / Stock market / Alternative Trading Systems / Securities Commission / Dark liquidity / Short / Financial markets / Financial economics / Finance

CSA Notice and Request for Comment Proposed Amendments to National Instrument[removed]Trading Rules May 15, 2014 Introduction The Canadian Securities Administrators (the CSA or we) are publishing for comment proposed amen

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2014-05-15 12:19:13
132New Deal / Securities Act / Alternative Trading Systems / Financial regulation / Financial economics / Finance / Securities Exchange Act / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

AMENDMENTS TO NATIONAL INSTRUMENT[removed]

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:17:45
13373rd United States Congress / United States Securities and Exchange Commission / Finance / Stock market / Financial markets / Securities Exchange Act / Alternative Trading Systems / Security / Stock / Financial economics / United States securities law / Investment

THE MANITOBA SECURITIES COMMISSION MSC Rule No[removed]Section 149.1, The Securities Act) NATIONAL INSTRUMENT[removed]MARKETPLACE OPERATION TABLE OF CONTENTS

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:17:45
134Financial markets / United States securities law / SEC filings / Security / Stock market / Alternative Trading Systems / Repurchase agreement / Algorithmic trading / Form 144 / Finance / Financial economics / Investment

FORM 21-101F3 QUARTERLY REPORT OF ALTERNATIVE TRADING SYSTEM ACTIVITIES Alternative Trading System Name: ___________________________________ Period covered by this report: ___________________ to ______________

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Language: English - Date: 2013-03-06 16:17:45
135Financial markets / Financial economics / Finance / Alternative Trading Systems / Investment / Financial system / Securities market / Security / Canadian securities regulation / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

COMPANION POLICY 21-101CP TO NATIONAL INSTRUMENT[removed]MARKETPLACE OPERATION TABLE OF CONTENTS PART

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Language: English - Date: 2013-03-06 16:17:45
136Finance / 73rd United States Congress / United States Securities and Exchange Commission / Financial system / Alternative Trading Systems / Mathematical finance / Securities Act / Algorithmic trading / Securities Exchange Act / Financial markets / Financial economics / United States securities law

FORM 21-101F2 INITIAL OPERATION REPORT ALTERNATIVE TRADING SYSTEM TYPE OF FILING: 

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:17:45
137Finance / Electronic trading / Algorithmic trading / High-frequency trading / Trading room / Flash Crash / Alternative Trading Systems / U.S. Securities and Exchange Commission / Mutual fund / Financial economics / Investment / Financial markets

Microsoft Word - ICI-ICI Global Letter on Regulation of Electronic Trading Consultation.doc

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Source URL: www.ici.org

Language: English
13873rd United States Congress / United States Securities and Exchange Commission / Finance / Stock market / Financial markets / Securities Exchange Act / Alternative Trading Systems / Security / Securities Act / Financial economics / United States securities law / Investment

This document is an unofficial consolidation of all amendments to National Instrument[removed]Marketplace Operation and its Companion Policy and applies from January 1, 2011. This document is for reference purposes. The

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:17:46
139Financial economics / Financial markets / Investment / Finance / Alternative Trading Systems / Security / Securities Act / Securities Exchange Act / OTC Markets Group / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

This document is an unofficial consolidation of all amendments to National Instrument[removed]Marketplace Operation. This document is for reference purposes. The unofficial consolidation of the Instrument is not an offic

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:17:45
14073rd United States Congress / United States Securities and Exchange Commission / Finance / Financial system / Alternative Trading Systems / Securities Act / Derivative / Securities Exchange Act / Financial economics / United States securities law / Financial markets

This document is an unofficial consolidation of all amendments to National Instrument[removed]Trading Rules, and its Companion Policy current to January 28, 2010. The black-lined portions indicate the amendments to Nation

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2014-03-05 12:03:27
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